Friday 20 December 2019

Internet News: SEC probes at least two trading firms over NYSE listings: source

The U.S. securities regulator has asked at least two trading firms for information regarding a broad investigation into initial public offerings and direct listings going back five years on the New York Stock Exchange, a person familiar with the matter told Reuters on Friday.
Read the full story at SEC probes at least two trading firms over NYSE listings: source on the Reuters website.
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